Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Brock is a financial advisor with Fidelity Brokerage Services LLC. Matthew is registered to provide securities advice and sell securities in 53 states, the District of Columbia, and Puerto Rico. Matthew has passed the Series 7, Series 63, and SIE exams. Matthew is also a registered representative with FINRA. Matthew has been working in the securities industry since 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
07/12/2024 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 07/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/10/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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