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Matthew Sullivan Burke

Smbc Nikko Securities America, Inc.

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About Matthew Sullivan Burke

Matthew Sullivan Burke has been active in the financial industry since April 2004. Currently, Matthew is registered with Smbc Nikko Securities America, Inc. in New York, NY. Matthew has previously worked at Ci tigroup Global Markets Inc., Natixis Securities North America Inc., SG Americas Securities, LLC and ABN AMRO Incorporated. Matthew is also registered with FINRA as well as the state of New York and 50 other states.

Firm Information

Matthew Burke is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Burke’s Registration & Firm History

NY

05/01/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

10/10/2007 - 02/05/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/13/2006 - 06/05/2007

NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)

NY

05/20/2005 - 11/14/2006

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

CT

08/05/2003 - 04/12/2005

ABN AMRO INCORPORATED (STAMFORD CT)

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Licenses & Designations

BC

Issued 12/15/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/27/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Matthew Sullivan Burke.
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