Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Sullivan is an investment advisor representative registered with Citigroup Global Markets Inc. Matthew has been in the industry since 2010. Prior to joining Citigroup Global Markets Inc., Matthew worked at Deutsche Bank Securities Inc. and J.P. Morgan Securities LLC. Matthew holds FINRA Series 7, 63, 31, and 65 licenses, as well as the SIE exam. Matthew is registered to provide investment advice in all 50 states, the District of Columbia, and Puerto Rico. Matthew specializes in providing investment advice to high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Matthew's areas of expertise include asset allocation, financial planning, portfolio management for individuals and businesses, and security ratings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/01/2018 - Present
Citigroup Global Markets Inc. (BEVERLY HILLS CA)
CA
10/22/2015 - 10/09/2018
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
09/01/2010 - 08/24/2015
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
IA
Issued 08/04/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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