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Matthew Strong dickson Loos

Intercoastal Capital Markets, Inc.

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About Matthew Strong dickson Loos

Matthew Strong dickson Loos is a financial professional with over 28 years of experience in the securities industry. Matthew is currently registered with Intercoastal Capital Markets, Inc. in Boca Raton, FL. Matthew has held previous roles with PIERPONT SECURITIES LLC, CORTVIEW CAPITAL SECURITIES LLC, SOUTHRIDGE INVESTMENT GROUP LLC, VFINANCE INVESTMENTS, INC, RBC CAPITAL MARKETS CORPORATION, RBC DAIN RAUSCHER INC., WACHOVIA SECURITIES, INC., ABN AMRO SECURITIES (USA) INC., MERIDIAN SECURITIES, INC., M.G.S.I. SECURITIES, INC., RADICE SECURITIES CORPORATION, CHARLES, AKAR & ASSOCIATES, INC., and DON CHARLES INVESTMENT GROUP, INC. Matthew holds Series 3, 7, 22, 63, and SIE licenses.

Firm Information

Matthew Loos is currently registered with Intercoastal Capital Markets, Inc.. Intercoastal Capital Markets, Inc. is a Corporation that was formed in 1960-07-26. The firm has been approved for operations in 38 states and is registered with the SEC. The firm has a history of regulatory events (9), arbitration disclosures (2), and one bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Matthew Loos’s Registration & Firm History

FL

03/04/2015 - Present

Intercoastal Capital Markets, Inc. (BOCA RATON FL)

FL

03/01/2013 - 03/26/2013

PIERPONT SECURITIES LLC (BOCA RATON FL)

FL

06/01/2011 - 03/07/2013

CORTVIEW CAPITAL SECURITIES LLC (BOCA RATON FL)

CT

08/06/2010 - 06/01/2011

SOUTHRIDGE INVESTMENT GROUP LLC (RIDGEFIELD CT)

FL

06/30/2008 - 05/18/2010

VFINANCE INVESTMENTS, INC (OAKLAND PARK FL)

NY

11/01/2006 - 01/16/2007

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

FL

01/03/2001 - 11/09/2006

RBC DAIN RAUSCHER INC. (FT. LAUDERDALE FL)

NC

05/03/1996 - 11/06/2000

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

CT

05/15/1995 - 02/27/1996

ABN AMRO SECURITIES (USA) INC. (STAMFORD CT)

NA

12/09/1991 - 03/21/1995

MERIDIAN SECURITIES, INC.

NA

12/23/1986 - 05/18/1987

M.G.S.I. SECURITIES, INC.

NA

12/04/1985 - 02/19/1986

RADICE SECURITIES CORPORATION

NA

08/30/1985 - 10/09/1985

CHARLES, AKAR & ASSOCIATES, INC.

NA

03/21/1983 - 08/29/1983

DON CHARLES INVESTMENT GROUP, INC.

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Licenses & Designations

BC

Issued 12/26/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

BC

Issued 04/24/1986

Series 3 - National Commodity Futures Examination

BC

Issued 03/17/1983

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Matthew Strong dickson Loos. Review regulatory record here.
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