Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Stewart is a registered representative with Regions Securities LLC. Matthew has been in the securities industry since 2018 and holds Series 7, Series 63, Series 57TO and SIE licenses. Matthew is registered in 51 states and the District of Columbia. Prior to joining Regions Securities LLC, Matthew worked at DUFF & PHELPS SECURITIES LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/05/2021 - Present
Regions Securities LLC (Charlotte NC)
NY
08/16/2017 - 10/26/2020
DUFF & PHELPS SECURITIES LLC (NEW YORK NY)
BC
Issued 07/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/16/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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