Unclaimed
Matthew Steven Wood is a securities professional with over five years of experience in the financial industry. Matthew holds the Series 7, Series 24, and SIE licenses. Most recently, Matthew has been registered with Mizuho Securities USA LLC since September 2023. Prior to joining Mizuho Securities USA LLC, Matthew was registered with Scotia Capital (USA) Inc. from June 2018 to August 2023. Matthew is based in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/13/2018 - 08/25/2023
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 08/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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