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Matthew Steven Wood

Mizuho Securities USA LLC

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About Matthew Steven Wood

Matthew Steven Wood is a securities professional with over five years of experience in the financial industry. Matthew holds the Series 7, Series 24, and SIE licenses. Most recently, Matthew has been registered with Mizuho Securities USA LLC since September 2023. Prior to joining Mizuho Securities USA LLC, Matthew was registered with Scotia Capital (USA) Inc. from June 2018 to August 2023. Matthew is based in New York, New York.

Firm Information

Matthew Wood is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Wood’s Registration & Firm History

NY

09/13/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/13/2018 - 08/25/2023

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/22/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew Steven Wood.
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