Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Steven West is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Matthew has been in the industry since November 2007. He has licenses for the Series 6, Series 7, Series 63 and Series 65 exams, along with the Securities Industry Essentials Examination (SIE). Matthew Steven West is registered to offer investment advice in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
TN
10/07/2009 - Present
Northwestern Mutual Investment Services, LLC (NASHVILLE TN)
IA
Issued 10/06/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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