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Matthew Steven West

Northwestern Mutual Investment Services, LLC

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About Matthew Steven West

Matthew Steven West is a registered investment advisor representative at Northwestern Mutual Investment Services, LLC, with over 16 years of experience in the industry. Matthew is currently registered in 18 states and has passed the Series 6, 7, 63 and 65 exams. Matthew is a financial professional who is committed to providing his clients with personalized financial advice. He is also a member of the Tennessee Soccer Club and is a Premier Pool Treasurer. Matthew is dedicated to building strong relationships with his clients and helping them achieve their financial goals.

Firm Information

Matthew West is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1600 DIVISION ST Ste 400

NASHVILLE, TN 37203

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Matthew West’s Registration & Firm History

TN

10/07/2009 - Present

Northwestern Mutual Investment Services, LLC (NASHVILLE TN)

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Licenses & Designations

IA

Issued 10/6/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/4/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/12/2010

Series 7 - General Securities Representative Examination

BC

Issued 11/27/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Steven West.
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