Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Rosenberg is a financial advisor with Finalis Securities LLC, based in New York, NY. Matthew has been in the financial services industry since October 2020. Matthew holds licenses for Series 63, Series 79TO, Series 82TO, and SIE. Matthew is registered in several states including California, Colorado, Massachusetts, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/06/2020 - Present
Finalis Securities LLC (New York NY)
BC
Issued 09/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/06/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Matthew Rosenberg is the right advisor for you? Invested Better is here to help.
