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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Alpert is an investment advisor representative with Wells Fargo Clearing Services, LLC. Matthew Alpert has been in the financial services industry since August 27, 1992. Matthew Alpert has passed the Series 6, 7, 63, and 65 exams, as well as the Securities Industry Essentials (SIE) exam. Matthew Alpert is registered in 43 states, and has a current registration with the state of Missouri as an investment advisor representative. Matthew Alpert is also a co-trustee for his daughters. Matthew Alpert has a strong background in providing financial advice to individuals and businesses, and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/22/2011 - Present
Wells Fargo Clearing Services, LLC (FRONTENAC MO)
PA
03/30/2006 - 07/20/2011
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
VA
12/01/1997 - 04/05/2006
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
06/25/1992 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
IA
Issued 10/20/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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