Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Prepelka is a financial advisor with over 30 years of experience in the industry. Matthew currently works at Merrill Lynch, Pierce, Fenner & Smith Inc. in Upper Saint Clair, Pennsylvania, where he has been since December 2019. Previously, Matthew worked for UBS Financial Services Inc in Pittsburgh, Pennsylvania, for over 11 years. Matthew is registered as a broker-dealer and investment advisor representative with the state of Pennsylvania. Matthew is also a Series 6, Series 7, Series 10, Series 63, and Series 65 licensed individual. Matthew offers a variety of financial services including portfolio management for individuals and businesses, pension consulting, and educational seminars. Matthew's experience and expertise make him a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/10/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (UPPER SAINT CLAIR PA)
PA
12/18/2007 - 06/26/2019
UBS FINANCIAL SERVICES INC. (PITTSBURGH PA)
PA
11/08/2006 - 12/20/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (PITTSBURGH PA)
MA
06/21/2004 - 03/17/2005
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NC
01/01/2003 - 06/21/2004
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
AR
04/28/1999 - 01/01/2003
STEPHENS INC. (LITTLE ROCK AR)
NY
08/08/1997 - 05/20/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
PA
09/27/1990 - 08/01/1997
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
IA
Issued 12/05/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Matthew Prepelka is the right advisor for you? Invested Better is here to help.
