Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Hoffman is a financial advisor with UBS Financial Services Inc. based in NEW YORK, NY. Matthew has been in the industry since 1994, and has experience with a wide range of financial products and services. Matthew holds Series 3, 7, 31, 63, 65, 72, and SIE licenses. Prior to joining UBS, Matthew worked at J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/14/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
03/18/2011 - 04/20/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/29/2004 - 04/05/2011
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/23/1999 - 10/18/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/09/1995 - 02/16/1999
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
11/04/1994 - 02/16/1999
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
IA
Issued 06/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2002
Series 3 - National Commodity Futures Examination
BC
Issued 03/29/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 02/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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