Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Bennett is a financial advisor who has been active in the industry since November 1998. Matthew has held registrations with various firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Morgan Stanley, and currently Raymond James & Associates, Inc. Matthew is registered with the states of Texas, North Carolina, California, Colorado, Connecticut, Florida, Georgia, Maryland, Massachusetts, Minnesota, New Hampshire, New York, Pennsylvania, Rhode Island, South Carolina, Vermont, and Virginia. Matthew specializes in working with corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, insurance companies, and pension and profit-sharing plans. Matthew is also registered as an investment advisor representative in Texas and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/13/2024 - Present
Raymond James & Associates, Inc. (Wilmington NC)
NC
06/01/2009 - 07/24/2024
MORGAN STANLEY (WILMINGTON NC)
NC
07/30/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WILMINGTON NC)
NY
05/04/1999 - 08/05/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
08/27/1998 - 02/25/1999
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BOTH
Issued 10/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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