Unclaimed
Matthew Rowe is a registered representative with Nomura Securities International, Inc. Matthew has over 10 years of experience in the financial industry. Matthew's previous experience includes working at PEAK6 PERFORMANCE MANAGEMENT LLC. Matthew holds Series 7TO, Series 63, Series 56 and SIE licenses. Matthew's registration is active in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
04/16/2021 - Present
Nomura Securities International, Inc. (NEW YORK NY)
IL
03/01/2012 - 06/17/2013
PEAK6 PERFORMANCE MANAGEMENT LLC (CHICAGO IL)
BC
Issued 04/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2012
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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