Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Stearns Maley is a financial professional with over 20 years of experience in the industry. Matthew is currently registered with Mufg Securities Americas Inc. Matthew has held previous roles at MUFG AMERICAS CORPORATE ADVISORY, INC. and DEUTSCHE BANK SECURITIES INC. Matthew has a wide range of experience and holds licenses for Series 7, Series 24, Series 63, Series 79TO and SIE. Matthew is a registered representative in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/23/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
09/13/2018 - 02/24/2020
MUFG AMERICAS CORPORATE ADVISORY, INC. (NEW YORK NY)
NY
07/21/2004 - 05/02/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/10/1998 - 02/07/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 07/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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