Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Kirby is a financial advisor who has been in the industry since 2001. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has prior experience with RBC Capital Markets, LLC, Wells Fargo Investments, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Matthew has passed the Series 63, 65, 66, 7, and SIE exams. He has a wide range of experience, including investment advisory services, portfolio management, and pension consulting. Matthew is licensed in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/13/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
TX
04/18/2008 - 02/19/2020
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
CA
08/12/2002 - 04/30/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
08/01/1996 - 08/09/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/22/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Matthew Kirby is the right advisor for you? Invested Better is here to help.
