Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Swanson is a financial professional with over 14 years of experience in the securities industry. Currently registered with Chimera Securities, LLC, Matthew has a broad range of experience, holding Series 7, 55, 57TO, and SIE licenses. He has previously worked at Assent LLC and Trillium Trading LLC. His expertise extends across various financial markets and instruments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/17/2011 - Present
Chimera Securities, LLC (NEW YORK NY)
NY
03/19/2008 - 11/04/2008
ASSENT LLC (NEW YORK NY)
NY
08/12/2004 - 07/14/2006
TRILLIUM TRADING LLC (NEW YORK NY)
BC
Issued 06/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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