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Matthew Sommer

Janus Henderson Distributors US LLC

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About Matthew Sommer

Matthew Sommer is a financial advisor who has been working in the industry since 1992. Matthew is currently registered with Janus Henderson Distributors US LLC. Prior to joining Janus Henderson Distributors US LLC, Matthew worked at MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC.. Matthew has a broad range of experience in the financial services industry. Matthew is licensed to sell securities in all 50 states.

Firm Information

Matthew Sommer is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Sommer’s Registration & Firm History

CO

05/11/2010 - Present

Janus Henderson Distributors US LLC (DENVER CO)

NY

06/01/2009 - 05/24/2010

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

10/28/1993 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

MI

08/21/1992 - 09/20/1993

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 09/09/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Sommer.
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