Unclaimed
Matthew Sommer is a financial advisor who has been working in the industry since 1992. Matthew is currently registered with Janus Henderson Distributors US LLC. Prior to joining Janus Henderson Distributors US LLC, Matthew worked at MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC.. Matthew has a broad range of experience in the financial services industry. Matthew is licensed to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/11/2010 - Present
Janus Henderson Distributors US LLC (DENVER CO)
NY
06/01/2009 - 05/24/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
10/28/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MI
08/21/1992 - 09/20/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 09/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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