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Matthew Smith O'Connor

BNP Paribas Securities Corp.

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About Matthew Smith O'Connor

Matthew Smith O'Connor is a financial professional with over 20 years of experience in the industry. Matthew has held positions at several prominent financial institutions, including Lehman Brothers Inc., Barclays Capital Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., and BNP Paribas Prime Brokerage, Inc. Matthew is currently a registered representative with BNP Paribas Securities Corp.

Firm Information

Matthew O'Connor is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew O'Connor’s Registration & Firm History

NY

07/29/2015 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

07/30/2014 - 07/31/2015

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

NY

03/16/2011 - 07/30/2014

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/17/2008 - 09/22/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/22/2008 - 10/29/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/14/1999 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/06/2023

Series 24 - General Securities Principal Examination

BC

Issued 12/09/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/17/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/20/2023

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Smith O'Connor.
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