Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Smith is a financial advisor with over 20 years of experience in the financial services industry. Matthew is currently registered with Arete Wealth Management, LLC, and is based in Chicago, Illinois. Previously, he was associated with firms such as S2K Financial LLC, Baker Tilly Capital, LLC, and Triloma Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/12/2022 - Present
Arete Wealth Management, LLC (Chicago IL)
FL
06/11/2021 - 01/28/2022
S2K FINANCIAL LLC (ORLANDO FL)
WI
11/14/2019 - 06/08/2021
BAKER TILLY CAPITAL, LLC (MADISON WI)
FL
09/26/2018 - 09/20/2019
TRILOMA SECURITIES, LLC (WINTER PARK FL)
SC
09/05/2018 - 09/14/2018
SEQUENCE FINANCIAL SPECIALISTS LLC (FLORENCE SC)
CA
08/28/2015 - 09/04/2018
SHOPOFF SECURITIES, INC. (IRVINE CA)
CA
10/31/2012 - 08/14/2015
ARQUE CAPITAL, LTD. (GARDENA CA)
NY
06/20/2011 - 08/13/2012
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CA
08/16/2007 - 05/02/2011
PACIFIC CORNERSTONE CAPITAL INCORPORATED (IRVINE CA)
CA
07/01/2003 - 08/02/2007
WACHOVIA SECURITIES, LLC (NEWPORT BEACH CA)
NY
01/30/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/06/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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