Unclaimed
Matthew Sigcha is an investment advisor representative currently registered with UBS Financial Services Inc. in New York and New Jersey. Matthew has been in the financial services industry since 2020 and has prior experience with Fieldpoint Private Securities, LLC. Matthew has a Series 7TO, Series 66 and SIE license, and is registered in 14 states. Matthew's specialties include providing portfolio management for individuals and businesses, as well as financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/06/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
02/17/2020 - 03/22/2022
FIELDPOINT PRIVATE SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 03/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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