Unclaimed
Matthew Hancock is a financial advisor with Fidelity Brokerage Services LLC and has been in the industry since December 1996. Matthew is a Series 6, 7, 63, 65, 9, 10, and SIE licensed professional. Matthew Hancock is currently registered with the states of Colorado, Massachusetts, Texas, and Utah. Matthew has previously worked at Scottrade, Inc., TD Ameritrade, Inc., Charles Schwab & Co., Inc., Prudential Securities Incorporated, and Liberty Financial Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/09/2016 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
02/20/2008 - 01/29/2016
SCOTTRADE, INC. (BOULDER CO)
WA
05/24/2006 - 07/12/2007
SCOTTRADE, INC. (VANCOUVER WA)
OR
02/14/2005 - 05/23/2006
TD AMERITRADE, INC. (PORTLAND OR)
TX
04/21/1999 - 01/25/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
03/16/1998 - 03/16/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
06/21/1996 - 01/01/1998
LIBERTY FINANCIAL INVESTMENTS, INC. (BOSTON MA)
BOTH
Issued 05/06/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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