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Matthew Shawn Parks

Fifth Third Securities, Inc.

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About Matthew Shawn Parks

Matthew Parks is a financial professional with over 13 years of experience in the industry. Matthew has been registered as a financial advisor since 2007, and has worked for various prominent firms including J.P. Morgan Securities LLC, PNC Investments and Fifth Third Securities. He holds a Series 63, 65, and SIE license. Currently, Matthew is an active registered representative with Fifth Third Securities, Inc. and an active Investment Adviser Representative registered in Ohio.

Firm Information

Matthew Parks is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

1425 COLUMBUS AVE.

LEBANON, OH 45036

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Parks’s Registration & Firm History

OH

04/03/2020 - Present

Fifth Third Securities, Inc. (LEBANON OH)

OH

11/05/2018 - 07/19/2019

J.P. MORGAN SECURITIES LLC (DAYTON OH)

OH

09/23/2015 - 11/01/2018

PNC INVESTMENTS (ENGLEWOOD OH)

OH

06/27/2012 - 09/14/2015

FIFTH THIRD SECURITIES, INC. (DAYTON OH)

OH

10/31/2007 - 04/13/2012

CHASE INVESTMENT SERVICES CORP. (FAIRBORN OH)

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Licenses & Designations

IA

Issued 5/4/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 7/3/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Shawn Parks.
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