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Matthew Shaw Waltmon

Charles Schwab & CO., Inc.

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About Matthew Shaw Waltmon

Matthew Shaw Waltmon is a financial advisor with Charles Schwab & Co., Inc. based in Frisco, TX. Matthew has been in the financial services industry since 2001 and holds both Series 63 and Series 66 licenses. Matthew has experience in various firms including TD AMERITRADE, INC. and FIDELITY BROKERAGE SERVICES LLC. Matthew is registered in 45 states and specializes in financial planning and investment advisory services.

Firm Information

Matthew Waltmon is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Matthew Waltmon’s Registration & Firm History

TX

01/25/2022 - Present

Charles Schwab & CO., Inc. (Frisco TX)

TX

01/20/2012 - 05/19/2024

TD AMERITRADE, INC. (Frisco TX)

TX

06/27/2001 - 01/12/2012

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 10/25/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/10/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2021

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/01/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/16/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew Shaw Waltmon.
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