Unclaimed
Matthew Shaughnessy is a financial professional with Avantax Investment Services, Inc. in Flint, MI. Matthew has been in the industry since February 19, 2014. Matthew holds the Series 6, Series 63, and SIE securities licenses. Matthew is registered with Indiana, Michigan and Texas. Matthew was previously registered with HOCHMAN & BAKER SECURITIES, INC. in Stamford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MI
09/25/2015 - Present
Avantax Investment Services, Inc. (Flint MI)
CT
01/01/2001 - 08/06/2002
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BC
Issued 10/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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