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Matthew Scott Wunder

Northwestern Mutual Investment Services, LLC

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About Matthew Scott Wunder

Matthew Wunder is a financial advisor with over 28 years of experience in the industry. Matthew currently works with Northwestern Mutual Investment Services, LLC based out of Norwalk, CT. Previously, Matthew worked at ROBERT W. BAIRD & CO. INCORPORATED. Matthew is a Registered Representative and Investment Adviser Representative in the state of New York and holds a Series 6, 7, 8, 9, 10, 63, and 65 licenses. He has earned the designation of a Certified Financial Planner. Matthew also owns and operates 4GVP, LLC, a legal entity.

Firm Information

Matthew Wunder is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Matthew Wunder’s Registration & Firm History

CT

02/27/2024 - Present

Northwestern Mutual Investment Services, LLC (Norwalk CT)

WI

02/13/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 08/18/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/26/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/1997

Series 7 - General Securities Representative Examination

BC

Issued 08/08/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matthew Scott Wunder. Review regulatory record here.
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