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Matthew Scott Wunder

Northwestern Mutual Investment Services, LLC

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About Matthew Scott Wunder

Matthew Scott Wunder is a financial advisor who has been active in the industry since 1995. Matthew is currently registered with Northwestern Mutual Investment Services, LLC and is licensed in 36 states. Prior to his current position, Matthew was with ROBERT W. BAIRD & CO. INCORPORATED from 1997 to 2002. Matthew is a Certified Financial Planner and holds several securities licenses, including Series 6, 7, 9, 10, 63, and 65. Matthew specializes in providing financial planning services and investment management.

Firm Information

Matthew Wunder is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

50 Washington St

Norwalk, CT 06854

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Matthew Wunder’s Registration & Firm History

CT

02/27/2024 - Present

Northwestern Mutual Investment Services, LLC (Norwalk CT)

WI

02/13/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 8/18/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 3/7/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 1/2/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 2/26/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/4/1997

Series 7 - General Securities Representative Examination

BC

Issued 8/8/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matthew Scott Wunder. Review regulatory record here.
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