Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Tashjian has been in the financial industry since 1994. Matthew is currently registered with UBS Financial Services Inc. in Connecticut, Florida, Texas, and Vermont. Matthew has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Peacock, Hislop, Staley & Given, Inc., Sutro & Co. Incorporated, and Lew Lieberbaum & Co., Inc.. Matthew has passed the Series 31, Series 63, Series 65, and Series 7 exams, along with the Securities Industry Essentials Examination (SIE). Matthew provides a wide range of financial services including financial planning, portfolio management for businesses and individuals, selection of other advisors, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
01/11/2023 - Present
UBS Financial Services Inc. (HARTFORD CT)
CT
01/02/2009 - 10/03/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON CT)
CT
08/31/1995 - 01/21/2009
CITIGROUP GLOBAL MARKETS INC. (HARTFORD CT)
AZ
09/14/1994 - 04/25/1995
PEACOCK, HISLOP, STALEY & GIVEN, INC. (PHOENIX AZ)
CA
04/18/1994 - 09/06/1994
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
03/02/1994 - 04/13/1994
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
IA
Issued 10/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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