Unclaimed
Matthew Partain is a financial advisor with Btig, LLC. Matthew has been in the financial industry since 2004. Matthew is registered in 52 states and holds the following licenses: Series 3, 4, 7, 55, 57TO, 63, and SIE. Prior to joining Btig, LLC, Matthew worked at Banc of America Securities LLC in San Francisco.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/24/2010 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
04/13/2004 - 11/05/2009
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 06/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2006
Series 3 - National Commodity Futures Examination
BC
Issued 05/04/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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