Unclaimed
Matthew Scott Pargin is a financial advisor with LPL Financial LLC. Matthew has been in the financial services industry since 2001 and has a wide range of experience in investment advisory, portfolio management, and financial planning. Matthew is a registered representative with both the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Matthew holds a Series 7, Series 24, Series 63, and Series 66 license, as well as the Securities Industry Essentials (SIE) exam. Matthew is licensed in several states including Alabama, California, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Maryland, Michigan, Missouri, Montana, Nevada, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/12/2022 - Present
LPL Financial LLC (LAWRENCEVILLE IL)
IL
01/18/2002 - 12/08/2005
EDWARD JONES (MT CARMEL IL)
MO
01/09/2001 - 12/21/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 06/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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