Unclaimed
Matthew Mills is a registered representative with Fidelity Brokerage Services LLC. Matthew has been in the securities industry since 2012. Matthew holds the Series 7, Series 9, Series 10, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/04/2012 - Present
Fidelity Brokerage Services LLC (WALNUT CREEK CA)
BC
Issued 05/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/21/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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