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Matthew Scott Faust

Ages Financial Services, Ltd.

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About Matthew Scott Faust

Matthew Scott Faust is a financial advisor with over 15 years of experience in the industry. He currently works for Ages Financial Services, Ltd. and is registered in 24 states. Matthew has a strong background in investment banking and holds Series 7, 79, and SIE licenses. Prior to joining Ages Financial Services, Ltd., Matthew worked for Source Capital Group, Inc. and Bank of America Securities LLC.

Firm Information

Matthew Faust is currently registered with Ages Financial Services, Ltd.. Ages Financial Services, Ltd. is a corporation registered in 53 states and the District of Columbia. It was formed on June 25, 1984. The firm has been approved by the SEC and has received three regulatory event disclosures and two arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Faust’s Registration & Firm History

CT

01/03/2017 - Present

Ages Financial Services, Ltd. (Stamford CT)

CT

05/04/2011 - 01/03/2017

SOURCE CAPITAL GROUP, INC. (STAMFORD CT)

NC

06/15/2004 - 11/30/2007

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/25/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/03/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Matthew Scott Faust.
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