Unclaimed
Matthew Scott Faust is a financial advisor with over 15 years of experience in the industry. He currently works for Ages Financial Services, Ltd. and is registered in 24 states. Matthew has a strong background in investment banking and holds Series 7, 79, and SIE licenses. Prior to joining Ages Financial Services, Ltd., Matthew worked for Source Capital Group, Inc. and Bank of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/03/2017 - Present
Ages Financial Services, Ltd. (Stamford CT)
CT
05/04/2011 - 01/03/2017
SOURCE CAPITAL GROUP, INC. (STAMFORD CT)
NC
06/15/2004 - 11/30/2007
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 05/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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