Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Duncan is a financial advisor with over 18 years of experience in the industry. Matthew has been with J.P. Morgan Securities LLC since 2014, and prior to that was with Cantor Fitzgerald & Co. and CRT Capital Group LLC. Matthew is registered as a securities broker in 53 states and as an investment advisor in New York and Texas. Matthew is also a Series 65 and 63 licensed advisor. He is a dedicated professional who is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
02/29/2024 - Present
J.p. Morgan Securities LLC (Rochester NY)
NY
05/10/2010 - 12/06/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
CT
11/30/2009 - 04/20/2010
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
03/17/2009 - 05/22/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/01/2008 - 02/27/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/20/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 02/27/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Matthew Duncan is the right advisor for you? Invested Better is here to help.
