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Matthew S Senay

Raymond James Financial Services, Inc.

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About Matthew S Senay

Matthew Senay is a financial advisor with Raymond James Financial Services, Inc. Matthew has been working in the financial services industry since 2022. Matthew is licensed to sell securities in all states except for Iowa. Matthew is also a Registered Principal with FINRA and has a Series 9, Series 10, Series 7TO and SIE. Matthew is a valuable asset to any client seeking financial advice.

Firm Information

Matthew Senay is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Senay’s Registration & Firm History

FL

08/10/2023 - Present

Raymond James Financial Services, Inc. (ST. PETERSBURG FL)

NH

01/28/2022 - 07/07/2023

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 02/04/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/12/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/27/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/20/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Matthew S Senay. Review regulatory record here.
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