Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Maley is a financial professional with over 20 years of experience in the industry. Matthew has worked for several firms including J.P. Morgan Securities LLC, OppenheimerFunds Distributor, Inc., Bear, Stearns & Co. Inc., Banc of America Securities LLC, TD Waterhouse Investor Services, Inc., Olde Discount Corporation and Chatfield Dean & Co., Inc. Matthew is currently registered with Morgan Stanley, where Matthew specializes in providing financial advice and portfolio management to individuals, businesses, investment companies, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/07/2018 - Present
Morgan Stanley (PURCHASE NY)
NY
05/06/2017 - 04/02/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/13/2008 - 05/11/2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
02/17/2006 - 02/21/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/24/2000 - 12/06/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NE
11/04/1993 - 04/07/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MI
05/19/1993 - 09/20/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
CO
12/24/1992 - 04/19/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 06/21/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 03/24/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/06/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Matthew Maley is the right advisor for you? Invested Better is here to help.
