Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Walker is a registered investment advisor with over 20 years of experience in the financial services industry. Matthew is currently a registered representative with Wells Fargo Clearing Services, LLC where he is a financial advisor specializing in investment management. He also offers financial planning and other investment services to individual and institutional clients. Previously, Matthew was a registered representative with J.P. Morgan Securities LLC. Matthew holds various professional certifications, including the Series 6, 7, 24, 31, 52, 53 and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2015 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
10/01/2012 - 06/22/2015
J.P. MORGAN SECURITIES LLC (VISTA CA)
CA
02/23/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (RANCHO SANTA FE CA)
CA
04/02/2007 - 02/24/2009
MORGAN STANLEY & CO. INCORPORATED (CARLSBAD CA)
CA
04/29/2002 - 04/02/2007
MORGAN STANLEY DW INC. (CARLSBAD CA)
NY
06/19/2000 - 04/05/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
11/17/1999 - 05/19/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 07/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2012
Series 4 - Registered Options Principal Examination
BC
Issued 06/30/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 06/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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