Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Ryan Smith is a financial advisor with over 2 years of experience in the financial services industry. Matthew is currently registered with First Citizens Investor Services, Inc. and is also licensed in North Carolina. Previously, Matthew was associated with TIAA-CREF Individual & Institutional Services, LLC, and NYLIFE SECURITIES LLC. Matthew holds the Series 63, Series 66, and Series 7TO securities licenses. Matthew has demonstrated a commitment to professional development by successfully completing the Securities Industry Essentials (SIE) exam and the Uniform Securities Agent State Law Examination. Matthew’s specializations include investment companies and variable contracts, mutual funds, and retirement planning. Matthew is dedicated to providing financial advice and guidance to help individuals and businesses achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/15/2023 - Present
First Citizens Investor Services, Inc. (CHARLOTTE NC)
NC
12/05/2022 - 01/17/2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
08/08/2022 - 10/06/2022
NYLIFE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 08/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/08/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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