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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Ryan Simon is a financial advisor with over 20 years of experience. Matthew Ryan Simon is registered to provide investment advice in Michigan and holds the following licenses: Series 7, Series 6, Series 63, and Series 65. Matthew Ryan Simon has been with LPL Financial LLC since June 2023. Previously, Matthew Ryan Simon was a financial advisor with Sigma Financial Corporation for 11 years. Matthew Ryan Simon's clients include individuals, businesses, investment clubs, charitable organizations, pension and profit-sharing plans, and corporations. Matthew Ryan Simon provides a range of financial services, including financial planning, portfolio management, consulting and other non-discretionary advisory services, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/16/2023 - Present
LPL Financial LLC (Traverse City MI)
MI
09/06/2012 - 06/16/2023
SIGMA FINANCIAL CORPORATION (TRAVERSE CITY MI)
MI
06/03/2009 - 09/18/2012
AMERIPRISE FINANCIAL SERVICES, INC. (TRAVERSE CITY MI)
MI
09/14/2001 - 05/08/2009
AMERIPRISE ADVISOR SERVICES, INC. (TRAVERSE CITY MI)
IA
Issued 12/09/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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