Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Ferguson is an investment advisor representative who has been in the industry since 2004. Matthew is currently registered with Raymond James Financial Services Advisors, Inc., and holds registrations in various states, including Nebraska, Florida, California, and more. Matthew has previous experience working with First Tennessee Brokerage, Inc., UBS Financial Services Inc., and Wells Fargo Advisors, LLC. Matthew has passed several industry examinations, including the Series 7 and Series 66 exams, and the Securities Industry Essentials (SIE) Exam. Matthew's primary focus is providing financial planning and portfolio management services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NE
06/18/2015 - Present
Raymond James Financial Services Advisors, Inc. (OMAHA NE)
NE
09/28/2012 - 06/18/2015
FIRST NATIONAL CAPITAL MARKETS (OMAHA NE)
NE
01/03/2011 - 09/24/2012
WELLS FARGO ADVISORS, LLC (BELLEVUE NE)
NE
10/08/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BELLEVUE NE)
NE
10/15/2007 - 07/09/2008
TD AMERITRADE, INC. (OMAHA NE)
NE
03/21/2005 - 10/02/2007
FIRST TENNESSEE BROKERAGE, INC. (OMAHA NE)
NJ
01/19/2004 - 02/08/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 02/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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