Unclaimed
Matthew Ryan Diepeveen is a registered representative with Capital Client Group, Inc. with a registration date of April 8, 2020. Prior to that, Matthew Diepeveen was registered with RAYMOND JAMES FINANCIAL SERVICES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Matthew Diepeveen holds the Series 66, Series 7 and SIE licenses and has been in the industry since September 11, 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
04/08/2020 - Present
Capital Client Group, Inc. (CARMEL IN)
IL
02/18/2016 - 02/06/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (BOURBONNAIS IL)
FL
07/09/2014 - 02/12/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 09/02/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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