Unclaimed
Matthew Russell Davis is a financial professional with over 10 years of experience in the industry. Matthew is currently registered with MUFG Securities Americas Inc. in New York, NY. Matthew has been a registered representative since 2013 and has previously been employed by BTMU Securities, Inc. in New York, NY and RBS Securities Inc. in Stamford, CT. Matthew has passed the Series 63, SIE, and Series 79 exams. Matthew holds registrations in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/14/2016 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/27/2013 - 03/14/2016
BTMU SECURITIES, INC. (NEW YORK NY)
CT
09/21/2011 - 08/07/2013
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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