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Matthew Ruggiero

Mizuho Securities USA LLC

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About Matthew Ruggiero

Matthew Ruggiero is a financial professional with experience in the securities industry. Matthew holds the Series 7, 99, and SIE licenses and is currently registered with Mizuho Securities USA LLC. Matthew's prior experience includes a role at Nomura Securities International, Inc.

Firm Information

Matthew Ruggiero is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Ruggiero’s Registration & Firm History

NJ

05/09/2023 - Present

Mizuho Securities USA LLC (ISELIN NJ)

NY

05/16/2022 - 05/16/2023

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/11/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/14/2022

Series 99TO - Operations Professional Examination

BC

Issued 03/12/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew Ruggiero.
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