Unclaimed
Matthew Ruggiero is a financial professional with experience in the securities industry. Matthew holds the Series 7, 99, and SIE licenses and is currently registered with Mizuho Securities USA LLC. Matthew's prior experience includes a role at Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/09/2023 - Present
Mizuho Securities USA LLC (ISELIN NJ)
NY
05/16/2022 - 05/16/2023
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 11/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/14/2022
Series 99TO - Operations Professional Examination
BC
Issued 03/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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