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Matthew Ruffalo

Citizens Securities, Inc.

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About Matthew Ruffalo

Matthew Ruffalo is a financial advisor at Citizens Securities, Inc. Matthew has been working in the financial services industry for over 12 years. Matthew has a Series 7, Series 31 and Series 66 license. Matthew has been registered with Clarfeld since June 2021. Previously, Matthew was employed by J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., Morgan Stanley and Citigroup Global Markets Inc. Matthew also holds the Certified Financial Planner and Chartered Financial Analyst designation.

Firm Information

Matthew Ruffalo is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Ruffalo’s Registration & Firm History

MA

10/21/2024 - Present

Citizens Securities, Inc. (WESTWOOD MA)

NY

03/25/2013 - 02/17/2015

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

06/01/2009 - 04/04/2013

MORGAN STANLEY (NEW YORK NY)

NY

04/28/2009 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/21/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/17/2015

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 04/27/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Matthew Ruffalo.
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