Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Rossi is a financial professional with over 20 years of experience in the industry. Matthew is currently registered with Citizens JMP Securities, LLC in Charlotte, NC. Matthew has held previous roles at Citizens Capital Markets, BB&T Securities, LLC, BB&T Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Securities, LLC, TIAA-CREF Individual & Institutional Services, LLC and Banc of America Investment Services, Inc.. Matthew is a Series 7, Series 63, Series 24, Series 4, Series 79 and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
06/04/2019 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
01/02/2018 - 03/18/2019
BB&T SECURITIES, LLC (CHARLOTTE NC)
NC
03/16/2017 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
04/09/2015 - 03/28/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
02/17/2011 - 12/06/2013
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
01/06/2005 - 02/11/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
06/19/2002 - 04/30/2004
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
12/05/2000 - 08/30/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 08/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2024
Series 4 - Registered Options Principal Examination
BC
Issued 06/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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