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Matthew Rossi

Brean Capital, LLC

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About Matthew Rossi

Matthew Rossi is a financial advisor with Brean Capital, LLC. Matthew has been in the financial industry since 1998. Matthew is registered with FINRA and is licensed to provide financial advice in 28 states. Matthew specializes in providing investment advice and has extensive experience in the securities industry.

Firm Information

Matthew Rossi is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Matthew Rossi’s Registration & Firm History

NC

06/06/2019 - Present

Brean Capital, LLC (CHARLOTTE NC)

NY

10/27/2009 - 03/27/2018

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

09/02/2008 - 10/26/2009

FTN FINANCIAL SECURITIES CORP (NEW YORK NY)

NY

03/01/2006 - 08/08/2008

COUNTRYWIDE SECURITIES CORPORATION (NEW YORK NY)

NY

06/17/2005 - 03/02/2006

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

08/01/1997 - 06/14/2005

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

NY

07/30/1997 - 06/14/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

10/25/1996 - 04/28/1997

OPPENHEIMER & CO., INC. (NEW YORK NY)

MI

08/07/1996 - 10/22/1996

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 08/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 03/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1996

Series 7 - General Securities Representative Examination

BC

Issued 08/06/1996

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Matthew Rossi.
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