Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Nowak is a financial professional with over 20 years of experience in the financial services industry. Matthew is currently registered with BNP Paribas Securities Corp. in Boston, Massachusetts. Previously, Matthew was a registered representative with Deutsche Bank Securities Inc., Banc of America Securities LLC, BlackWatch Brokerage Inc., and William E. Simon & Sons Municipal Securities, Inc. Matthew holds the Series 3, 7, 57, and SIE licenses. Matthew is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Industry and Financial Markets Association (SIFMA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/10/2020 - Present
BNP Paribas Securities Corp. (BOSTON MA)
MA
01/07/2008 - 03/04/2020
DEUTSCHE BANK SECURITIES INC. (BOSTON MA)
MA
03/14/2005 - 11/29/2007
BANC OF AMERICA SECURITIES LLC (BOSTON MA)
MA
06/23/2003 - 03/08/2005
BLACKWATCH BROKERAGE INC. (BOSTON MA)
NJ
02/12/1996 - 03/28/2001
WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC. (MORRISTOWN NJ)
BC
Issued 09/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2017
Series 57 - Securities Trader Exam
BC
Issued 08/03/2007
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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