Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Ross is a financial professional with over 8 years of experience in the industry. Matthew is currently registered with Spartan Capital Securities, LLC, a broker-dealer firm, and holds Series 62, Series 63, Series 42, and SIE licenses. Matthew has previously been registered with EMPIRE ASSET MANAGEMENT COMPANY, ARIVE CAPITAL MARKETS, and FIRST STANDARD FINANCIAL COMPANY LLC. Matthew has experience in a variety of financial services, including investment advisory and brokerage services. Matthew is currently registered to provide securities services in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/03/2024 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
08/19/2021 - 01/03/2024
EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK NY)
NY
09/24/2019 - 12/17/2019
ARIVE CAPITAL MARKETS (Bay Ridge NY)
NJ
08/07/2014 - 09/25/2019
FIRST STANDARD FINANCIAL COMPANY LLC (RED BANK NJ)
BC
Issued 10/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2018
Series 42 - Registered Options Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2014
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
Not sure Matthew Ross is the right advisor for you? Invested Better is here to help.
