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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Smith is a financial advisor with Morgan Stanley and has been in the industry since 2005. Matthew has a strong background in securities and investment advisory services. Matthew is registered with FINRA and holds the Series 7 and Series 66 licenses. Matthew is also registered as an investment advisor representative in multiple states. Prior to joining Morgan Stanley, Matthew worked with Citigroup Global Markets Inc. The firm is based in Purchase, New York and offers a wide range of financial services, including portfolio management, financial planning, and investment advisory services. The firm has over 15,700 licensed agents, 22,500 investment advisor representatives, and 26,100 registered representatives. The firm manages over $1.4 trillion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
05/26/2015 - Present
Morgan Stanley (Cincinnati OH)
OH
01/19/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)
BOTH
Issued 03/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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