linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Matthew Roger Miller

Aegis Capital Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Matthew? Claim Your Profile

About Matthew Roger Miller

Matthew Roger Miller is a registered investment advisor representative with Aegis Capital Corp. in Portland, OR. Matthew has been in the securities industry for over 42 years. He has passed the Series 63, 65, 7, 8, 9, and 10 exams. Matthew provides financial planning, portfolio management for individuals, and portfolio management for pooled investment vehicles.

Firm Information

Matthew Miller is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Matthew Miller’s Registration & Firm History

OR

10/31/2023 - Present

Aegis Capital Corp. (PORTLAND OR)

OR

04/11/2012 - 07/07/2015

JHS CAPITAL ADVISORS, LLC (PORTLAND OR)

OR

02/11/2003 - 04/11/2012

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

NJ

01/28/1995 - 02/28/2003

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

11/24/1980 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

Not sure if Matthew Roger Miller is right for you?

Licenses & Designations

IA

Issued 01/23/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/27/1989

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Matthew Roger Miller. Review regulatory record here.
Not sure if Matthew Roger Miller is right for you?