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Matthew Roger Gillaspie

Piper Sandler & Co.

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About Matthew Roger Gillaspie

Matthew Roger Gillaspie is a financial advisor with Piper Sandler & Co., a firm that has been in business for many years. Matthew has been working in the industry since 1993. Matthew has worked for a few firms, including Brenton Investments, Inc. and DM Kelly & Company before working with Piper Sandler & Co. Matthew has held several roles throughout his career and has a wide range of experience. His previous work experience allowed Matthew to build a solid foundation of experience and he is now focused on providing financial advice to clients of Piper Sandler & Co.

Firm Information

Matthew Gillaspie is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Matthew Gillaspie’s Registration & Firm History

IA

11/17/2000 - Present

Piper Sandler & Co. (DES MOINES IA)

MN

11/23/1998 - 11/09/2000

BRENTON INVESTMENTS, INC. (PLYMOUTH MN)

IA

11/17/1995 - 10/01/1998

DM KELLY & COMPANY (DES MOINES IA)

MN

04/27/1995 - 11/13/1995

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NA

10/21/1993 - 05/09/1995

DAIN BOSWORTH INCORPORATED

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Licenses & Designations

BC

Issued 12/01/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2000

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 01/15/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/18/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Matthew Roger Gillaspie.
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