Unclaimed
Matthew Roger Gillaspie is a financial advisor with Piper Sandler & Co., a firm that has been in business for many years. Matthew has been working in the industry since 1993. Matthew has worked for a few firms, including Brenton Investments, Inc. and DM Kelly & Company before working with Piper Sandler & Co. Matthew has held several roles throughout his career and has a wide range of experience. His previous work experience allowed Matthew to build a solid foundation of experience and he is now focused on providing financial advice to clients of Piper Sandler & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
11/17/2000 - Present
Piper Sandler & Co. (DES MOINES IA)
MN
11/23/1998 - 11/09/2000
BRENTON INVESTMENTS, INC. (PLYMOUTH MN)
IA
11/17/1995 - 10/01/1998
DM KELLY & COMPANY (DES MOINES IA)
MN
04/27/1995 - 11/13/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
10/21/1993 - 05/09/1995
DAIN BOSWORTH INCORPORATED
BC
Issued 12/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/15/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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