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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Matthew? Claim Your ProfileMatthew Rodgers is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Matthew is a Registered Representative of Merrill Lynch and an Investment Advisor Representative of Merrill Lynch. Matthew has been in the financial services industry since 1996. Prior to joining Merrill Lynch, Matthew worked at WELLS FARGO ADVISORS, LLC, CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY DW INC., MESIROW FINANCIAL, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Matthew specializes in providing financial advice to individuals, corporations, businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Matthew's office is located in NAPLES, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/15/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NAPLES FL)
FL
07/25/2008 - 04/22/2013
WELLS FARGO ADVISORS, LLC (NAPLES FL)
FL
02/02/2005 - 08/06/2008
CITIGROUP GLOBAL MARKETS INC. (NAPLES FL)
NY
06/20/2000 - 01/31/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IL
02/12/1997 - 06/14/2000
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
05/15/1996 - 01/14/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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