Unclaimed
Matthew Roush is an investment banking representative with Harris Williams. Matthew has been in the industry for less than a year, having obtained his Series 63, Series 79TO, and SIE licenses in the Fall of 2022. He has a branch office located in Minneapolis, Minnesota, and his registrations are currently active in Minnesota and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
11/22/2022 - Present
Harris Williams (MINNEAPOLIS MN)
BC
Issued 10/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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